Kentucky Administrative Regulations (Last Updated: August 1, 2016) |
TITLE 808. PUBLIC PROTECTION CABINET - DEPARTMENT OF FINANCIAL INSTITUTIONS |
Chapter 10. Securities |
808 KAR 10:130. Amendments to registration statement
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Section 1. An amendment to a registration statement filed pursuant to KRS 292.360 or 292.370 shall be marked in a manner to show each change from the last amendment filed. (SR 360(2)(g)-1; 1 Ky.R. 1097; eff. 6-11-75; Am. 11 Ky.R. 1910; eff. 7-9-85; 24 Ky.R. 2180; 25 Ky.R. 88; eff. 6-25-98; TAm eff. 11-7-2012.)
Notation
RELATES TO: KRS 292.360, 292.370
STATUTORY AUTHORITY: KRS 292.500(3)
NECESSITY, FUNCTION, AND CONFORMITY: KRS 292.500(3) authorizes the commissioner to promulgate administrative regulations necessary to carry out the provisions of KRS Chapter 292. KRS 292.360 and 292.370 establish requirements for filing a registration statement. This administrative regulation establishes requirements for an amendment to a registration statement filed pursuant to KRS 292.360 or 292.370.